The National Institute of Standards and Technology (NIST), National Security Agency (NSA), and Cybersecurity and Infrastructure Security Agency (CISA) have published a report titled "Key Practices for Incident Readiness and Response in Super Intelligence Training and Evaluation." This document provides a framework for organizations to manage incidents involving AI agents that behave unexpectedly or harmfully. The report uses the term "super intelligence" (SI) in accordance with presidential executive order 14434.
The ten key practices are organized into five distinct stages: prepare, detect, respond, recover, and report. The agencies emphasize that all stages and practices are equally important for developing a stable environment for complex agentic systems. The report also defines key terms such as AI agents, AI control incident, and AI control near-miss for clarity.
Preparation involves activities like asset and risk inventories, defense-in-depth, least privilege, zero-trust controls, credential management, and supply chain risk management. Detection requires continuous monitoring for correct behavior, anomalous activity, and indications of compromise. Response includes isolating affected systems, revoking credentials, rebuilding compromised environments, determining the blast radius, and conducting root-cause analysis.
Recovery practices focus on testing restoration procedures in advance and documenting recovery decisions, along with any accepted residual risk. Reporting requirements are threefold: notifying all affected parties, fulfilling legal obligations, and public disclosure where appropriate.
These practices are intended to help the "frontier SI industry" prevent, prepare for, and rapidly respond to incidents where SI systems do not act as intended or authorized. The guidelines aim to enable early detection of problems and maintain effective operation of complex agentic systems, which have the potential for misbehavior.
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NIST, CISA, and NSA jointly released ten voluntary practices for incident readiness and response when AI agents act autonomously. The guidelines, titled "Key Practices for Incident Readiness and Response in Super Intelligence Training and Evaluation," focus on identity management as a critical component for addressing AI-driven incidents. This guidance provides a framework for organizations to manage unexpected AI agent behaviors, building on existing incident management principles.
NIST, NSA, and CISA released a report outlining ten key practices for preparing for and responding to unexpected or harmful behavior from AI agents. The guidelines, grouped into five stages, aim to help organizations manage risks associated with advanced AI systems.